Ask Experts Questions for FREE Help !
Ask
    missk's Avatar
    missk Posts: 517, Reputation: 44
    Senior Member
    		  
    #1

    Nov 12, 2017, 12:47 PM
    How to check for stock broker license?
    Not sure where to post this. I need to know how to check if someone has or has EVER HAD a stockbroker license or advisor license.
    Fr_Chuck's Avatar
    Fr_Chuck Posts: 81,301, Reputation: 7692
    Expert
    		  
    #2

    Nov 12, 2017, 04:24 PM
    FINRA.org

    Is the authority that regulates. You can check for licensing with them.
Not your question? Ask your question View similar questions
 

Question Tools Search this Question
Search this Question:

Advanced Search


Check out some similar questions!

Wine Broker's License [ 1 Answers ]

What is the process for obtaining a Wine Broker's license in California

Obtaining a wine broker license [ 1 Answers ]

How do I go about obtaining a wine broker license so Ican sell wine wholesale to stores. Restaurants and bars?

Wine broker license California [ 1 Answers ]

How does one go about obtaining a wine broker license in California?

View more questions Search