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-   -   How to check for stock broker license? (https://www.askmehelpdesk.com/showthread.php?t=835484)

  • Nov 12, 2017, 12:47 PM
    missk
    How to check for stock broker license?
    Not sure where to post this. I need to know how to check if someone has or has EVER HAD a stockbroker license or advisor license.
  • Nov 12, 2017, 04:24 PM
    Fr_Chuck
    FINRA.org

    Is the authority that regulates. You can check for licensing with them.

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