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    aahuja1 Posts: 7, Reputation: 1
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    Nov 3, 2007, 01:13 PM
    Registered securities
    Firms that issue registered securities are required to file, with the SEC on an annual basis, which of the following?

    a. an annual report
    b. a prospectus
    c. a form 10-K
    d. a set of financial statements
    e. all of the above


    I think it is E, but I am not sure, Could someone help.

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