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    missk's Avatar
    missk Posts: 517, Reputation: 44
    Senior Member
     
    #1

    Nov 12, 2017, 12:47 PM
    How to check for stock broker license?
    Not sure where to post this. I need to know how to check if someone has or has EVER HAD a stockbroker license or advisor license.
    Fr_Chuck's Avatar
    Fr_Chuck Posts: 81,302, Reputation: 7692
    Expert
     
    #2

    Nov 12, 2017, 04:24 PM
    FINRA.org

    Is the authority that regulates. You can check for licensing with them.

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