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How to check for stock broker license?
missk
Nov 12, 2017, 12:47 PM
Not sure where to post this. I need to know how to check if someone has or has EVER HAD a stockbroker license or advisor license.
Fr_Chuck
Nov 12, 2017, 04:24 PM
FINRA.org (http://www.finra.org/)
Is the authority that regulates. You can check for licensing with them.