Log in

View Full Version : How to check for stock broker license?


missk
Nov 12, 2017, 12:47 PM
Not sure where to post this. I need to know how to check if someone has or has EVER HAD a stockbroker license or advisor license.

Fr_Chuck
Nov 12, 2017, 04:24 PM
FINRA.org (http://www.finra.org/)

Is the authority that regulates. You can check for licensing with them.