registered securities

Question

Nov 3, 2007, 12:13 PM

aahuja1

New Member

Join Date: Oct 2007

Posts: 11

registered securities

firms that issue registered securities are required to file, with the SEC on an annual basis, which of the following?

a. an annual report
b. a prospectus
c. a form 10-K
d. a set of financial statements
e. all of the above

i think it is E, but i am not sure,. could someone help.

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